Swaps Clearing Deadline Nears
Swaps Clearing Deadline NearsSwaps clearing deadline nears, as close to 250 to 300 U.S. investment managers are required to begin clearing swaps transactions by June 10th. According to Reuters, asset...
View ArticleEvaluation By EU of U.S. Credit Swap Rules Delayed
Evaluation By EU of U.S. Credit Swap Rules DelayedThe European Commission has given regulators at the European Securities and Markets Authority more time to analyze United States and Japanese credit...
View ArticleCFTC and European Commission Reach Concordance on Derivatives
CFTC and European Commission Reach Concordance on DerivativesThe tenuous issue of cross-border derivatives regulation between the United States and the European Union may be over soon, according to a...
View ArticleTop Regulators Meet With Obama On Dodd-Frank Progress
Top Regulators Meet With Obama On Dodd-Frank ProgressIt was announced on Sunday that President Obama is planning to meet with key regulatory officials Today to discuss the advancement of Dodd-Frank....
View ArticleObama Puts Pressure on Regulators to Push Dodd-Frank
Obama Puts Pressure on Regulators to Push Dodd-FrankPresident Barack Obama met with Wall St regulators on Monday, August 19th 2013 to discuss the progress made after the 2010 passing of the Dodd-Frank...
View ArticleO’Malia Urges Regulators to “Do No Harm”
In a keynote address last week at the Federal Reserve Bank of New York, CFTC Commissioner Scott O’Malia issued a stern warning to financial regulators in the United States and abroad that market...
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CFTC and European Commission Equivalence Decision
US Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo and European Commission (EC) Vice-President Valdis Dombrovskis announced a common approach for the mutual recognition of...
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Bitcoin Scam Warning Issued by FINRA to Investors
Not-for-profit FINRA (Financial Industry Regulatory Authority) issued a warning titled “Dont Fall for Cryptocurrency-Related Stock Scams” alerting investros of Bitcoin and ICO frauds. FINRA is not part...
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Basel Committee and Others Consult Centrally Clear OTC Derivatives
Financial Stability Board, Basel Committee, and standard-setting bodies consult on effects of reforms on incentives to centrally clear over-the-counter derivatives The post Basel Committee and Others...
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HempCoin and Ayre: FINRA’s First Enforcement Action For Cryptocurrency
FINRA Charges Ayre with Fraud and Unlawful Distribution of Unregistered Cryptocurrency Securities HempCoin FINRA announced today that it filed a complaint against Timothy Tilton Ayre of Agawam,...
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